Referring brokers
Refer wholesale clients.
Licensed advisers and stockbrokers can introduce eligible wholesale clients to Deployable Energy Fund Limited under a Referring Broker Agreement with the Manager, Deployable Energy Funds Management Pty Ltd, and the Company.
Requirements
Who can refer, and who can be referred.
- Your licenceYou hold an AFSL authorising dealing in or advice on securities, or you are an authorised representative of a licensee that does. We check this on ASIC's professional registers before any agreement is issued
- Your clientsAustralian residents who are Wholesale Clients and who are also accredited investors under Rule 501(a) of the US Securities Act of 1933. Each client's eligibility and identity is verified, and each application must be approved by DEFL, before an Offer Letter is issued
- Client moneyClients pay their Subscription Amount and Entry Fee in US dollars from an Australian bank account in their own name, only under their Subscription Agreement and to the account given in their Offer Letter. Brokers do not receive or hold client money
- RemunerationReferring brokers may receive a share of the Entry Fee and of the Carried Interest under a Referring Broker Agreement with the Manager and the Company. This does not result in any separate charge or deduction to investors (IM section 11.1). Read the Referring Broker Agreement (PDF)
- Data roomAccess to DE USA's data room is available only to verified applicants, under a non-disclosure agreement
Onboarding
From first enquiry to active referrer.
Each step is tracked in our CRM, and we let you know when you move to the next one.
Enquire
- 1
Broker enquiry
Complete the broker enquiry form below with your licence details.
- 2
Introductory call
A short call with the Manager about your practice, licence and client base.
Checks
- 3
Licence and due diligence
We confirm your licence or authorised-representative status on ASIC's professional registers.
- 4
Briefing
We send the broker presentation and the Stockbroker Briefing (PDF), and brief you on DEFL, Deployable Energy and the client application process. No NDA is needed.
Agree and refer
- 5
Referring Broker Agreement
The Manager issues the agreement for your review. You can read the Referring Broker Agreement (PDF) now.
- 6
Agreement signed
Once it is signed, you are set up as an active referring broker.
- 7
Referring clients
Your clients, or you on their behalf, apply through the How to Invest page. Each application is reviewed for eligibility and identity and must be approved by DEFL before an Offer Letter and payment details are issued.